Cody K Dolly, CLU®, CLTC®

Managing Director


As the Managing Director for Northwestern Mutual - White Plains, NY, Cody Dolly helps lead a prestigious group of veteran Financial Advisors, as well as overseeing the recruiting and development of under 5 year financial representatives. Our financial representatives develop enduring relationships with clients by providing expert guidance for a lifetime of financial security. They work with clients to identify their definitions of financial security and then focus on solutions that can help make those financial goals a reality.

Professional Designations

Chartered Life Underwriter (CLU®)

Certified in Long-Term Care (CLTC)

FINRA Series 6, 63, 65,7, 26

Associations and Memberships 

National Association of Insurance and Financial Advisors (NAIFA)

Million Dollar Round Table (MDRT)    


Degree Major Institution
Bachelor of Science Business Administration SUNY - Oswego

Awards and Recognition


Million Dollar Round Table Qualifying Member 2007-2008, 2010-2011

MDRT is the premier association of financial professionals. MDRT status designation is granted for one year and members must apply every year to continue their affiliation with the MDRT


National Association of Insurance and Financial Advisors Quality Award 2011-2012

Award recognizing commitment to excellence in service to clients and industry


National Quality Award 2007, 2009-2010

Award recognizing persistency and performance


National Sales Achievement Award 2006-2007

Award recognizing performance


To learn more about Northwestern Mutual Investment Services, LLC and its financial representatives, visit: FINRA BrokerCheck

Visit our Client Relationship Summaries (Form CRS) which provide brief information about our firms that provide brokerage services and advisory services.